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Thursday, July 9 • 4:05pm - 4:45pm
Interactive Breakout A: Discuss the Regulation of Digital Securities and Trading Platforms with CSA and IIROC Regulators

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avatar for Kathleen Ritchie

Kathleen Ritchie

Partner, Head of Toronto Business Law Department, Gowling WLG Canada
Kathleen Ritchie is a partner in Gowling WLG's Toronto office. She serves as head of Toronto's Business Law Department and is the past leader of the firm's Corporate Finance, M&A and Private Equity Group (2010-2013). She practises securities and corporate law, and has over 20 years... Read More →
avatar for Lise Estelle Brault

Lise Estelle Brault

Senior Director Data, Fintech and Innovation / Chair, Autorité des marchés financiers (Québec) / CSA Regulatory Sandbox Committee
Lise Estelle Brault is Senior Director Fintech, Innovation and Derivatives at the Autorité des marchés financiers (AMF). She oversees the AMF’s fintech and innovation initiatives, aiming at developing the internal expertise with regards to emerging technologies and business models... Read More →
avatar for David Wright

David Wright

Vice Chair, Crypto Asset Group (IIROC) and Senior Counsel, Business Conduct and Compliance, Investment Industry Regulatory Organization of Canada (IIROC)
David Wright is Senior Counsel within the Business Conduct Compliance unit of the Investment Industry Regulatory Organization of Canada, (IIROC), where he is responsible for special projects and targeted exams involving emerging business conduct issues within IIROC Dealer Member firms... Read More →
avatar for Zach Masum

Zach Masum

Head of Tech Team, Manager Legal Services, Capital Markets Regulation, BC Securities Commission
Zach Masum, Manager, Legal Services, Capital Markets Regulation Division of the BC Securities Commission Zach oversees a team of ten staff responsible for a broad variety of issues impacting capital markets regulation.  These issues include registration matters; marketplace, exchange... Read More →
avatar for Katrina Prokopy

Katrina Prokopy

Senior Legal Counsel, Market Regulation Division, Alberta Securities Commission
As senior legal counsel in the ASC’s Market Regulation Division, Katrina is responsible for matters relating to market infrastructure entities and marketplace participants as well as many different policy projects affecting registrants. Katrina also works closely with staff in New... Read More →
avatar for Jonathan Yeung

Jonathan Yeung

Senior Business Adviser, OSC LaunchPad, Ontario Securities Commission
Jonathan joined the OSC in 2011 and has been involved with reviews of many businesses seeking registration in Ontario, both traditional and novel. Jonathan has participated in various OSC projects and has streamlined several registration-related processes. As part of the Compliance... Read More →

Thursday July 9, 2020 4:05pm - 4:45pm EDT
Digital Online Link TBD